STEVE MUEHLER - SECURITIES is well-regarded for its expertise in supporting Initial Public Offerings (IPOs), introductions, placements and subsequent capital market listings of both equity and debt securities.
STEVE MUEHLER - SECURITIES acts for public companies and their advisers whether they are issuers, sponsors, lead managers, shareholders or underwriters. STEVE MUEHLER - SECURITIES also works alongside other international firms as part of a wider advisory network.
STEVE MUEHLER - SECURITIES can also assist and advise in relation to applications for listing on many of the World's Stock Exchanges as listed on this page.
Listing Agent Services for Public Offerings:
In this capacity, STEVE MUEHLER - SECURITIES assists domestic and international entities looking for a primary or secondary listing on any of the exchanges listed on this webpage, acting as our client’s liaison with the Broker Dealer / Market Maker for that Stock Exchange.
STEVE MUEHLER - SECURITIES prides itself on providing a professional and integrated service. STEVE MUEHLER - SECURITIES coordinates the listing process, collects all pertinent data required by the Broker Dealer / Market Maker and relevant Stock Exchange. Additionally, STEVE MUEHLER - SECURITIES assists the client in meeting their continued obligations as a listed issuer on the exchange.
STEVE MUEHLER - SECURITIES Listing services include (but are limited to):
Preparing the formal letter of application and vetting of the prospectus to ensure compliance with the relevant jurisdictional listing regulations
Submitting the prospectus to the listing committee
Submitting issuer/director/sponsor undertakings
Vetting and submitting all further documents required under the listing regulations
Engagement of any Listing Sponsors / Broker Dealers / Market Makers, etc.
STEVE MUEHLER - SECURITIES ongoing sponsor services include:
Acting at all times as the issuer’s principal channel of communication with the stock exchange, and maintaining close informational ties with the issuer
Ensuring the issuer complies with its continued obligations under the relevant section of the listing regulations (depending on the nature of the security listed and the jurisdiction)
Responding quickly to all inquiries made by the stock exchange on behalf of the issuer
Private Placement Services:
STEVE MUEHLER - SECURITIES Private Placement Operations is focused on placing our issuer clients with institutional grade qualified investors, such as family offices, funds of funds, venture capital firms, endowments, foundations, and pension funds. STEVE MUEHLER - SECURITIES has expertise in the structuring of a private offering, and placing the issuer client with an appropriate broker dealer for the legal marketing of the private offering. STEVE MUEHLER - SECURITIES serves as your trusted advisor to manage your offering from start to finish.